MORNINGSTAR COLUMNS
Non-Profits Get Their Day (Part 4)
In non-profit world, there are two approaches to providing investment advice; unfortunately, “imprudent speculation” is the dominant choice.
Non-Profits Get Their Day (Part 3)
Ignorance and conflict of interest: Welcome to the world of non- profits.
Non-Profits Get Their Day (Part 2)
The remaining important provisions common to UPMIFA and UPIA.
Non-Profits Get Their Day
New Prudent Management of Institutional Funds Act completes fiduciary trifecta.
Keep Your Eye on the Octopus
The ever spreading tentacles of the Uniform Prudent Investor Act.
Non-Fiduciary Investment Consultants (Part 4)
W. Scott Simon My column this month continues to focus on the contract between a well-known broker-dealer investment consultant and the fiduciaries of a
Non-Fiduciary Investment Consultants (Part 3)
W. Scott Simon “The battle of Waterloo was won on the playing fields of Eton.” This line has been attributed to Arthur Wellesley, otherwise
Non-Fiduciary Investment Consultants (Part 2)
W. Scott Simon My article last month focused on a broker-dealer investment consultant to a 401(k) plan. In the consultant-drafted contract governing the plan
Non-Fiduciary Investment Consultants
W. Scott Simon Most fiduciaries of 401(k) plans have a service provider that in some way gives assistance to them concerning plan investment options.