Year: 2014

Disclosures and Knowing Consent

If the SEC goes ahead and issues some sort of ‘harmonized,’ disclosure-heavy fiduciary status rule, it will perpetuate unnecessary costs for many individual retail investors, writes Scott Simon.

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The Conundrum of Mary Jo White

If Wall Street were really interested in having a total commitment to the long-term interests of its clients, it would embrace a fiduciary standard, but it does just the opposite.

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