Year: 2010

Before getting into a discussion about these fiduciaries’ actions, here’s the legal framework.

It’s important for fiduciaries to understand the risks behind investments.

W. Scott Simon   A few months ago, I wrote about the critical differences between a fiduciary under section 3(38) of the Employee Retirement Income

W. Scott Simon   Good grief, the interest in the different flavors of fiduciaries under the Employee Retirement Income Security Act of 1974 continues unabated.

W. Scott Simon   In this column last month I promised that, given the widespread interest in the different flavors of fiduciaries under the Employee

W. Scott Simon   In this month’s column, I will continue in my quest to (hopefully) help satisfy the craving for accurate information concerning the

W. Scott Simon   Much of the industry that provides services to qualified retirement plans such as 401(k) plans that are governed by the Employee

W. Scott Simon   There has been a good number of articles published since the market downturn of 2008 and 2009 decrying modern portfolio theory

W. Scott Simon   President Gerald Ford signed the Employee Retirement Income Security Act into law on Sept. 2, 1974–36 years ago on the publication

W. Scott Simon   In this month’s column, I continue my interview with Jeffrey Mamorsky. Here is Part 1. Scott Simon: So you became legal

W. Scott Simon   In this month’s column, I continue my interview with Jeffrey Mamorsky. Here is Part 1.; part two is here. Scott Simon:

W. Scott Simon   In this month’s column, I conclude my interview with Jeffrey Mamorsky. Here is part one; part two is here; and here’s

A Wall Street veteran with terminal cancer shares his secrets.

The Tibble v. Edison International case brings some interesting issues to light